Our Background

Our Managing Director has operated in the financial services industry for over 22 years, with the last 15 spent specialising in the compliance arena.  This includes a number of Head of Compliance roles for relationship managed, FSA-regulated firms.

Add to this the range and level of industry qualifications held which include those that meet the appropriate examination requirement for pension transfer specialists, Advanced CeMAP, the Diploma in Financial Services Management, as well as the Diploma in Financial Planning, which meets the qualification level proposed by the Retail Distribution Review.

Experienced in taking a strategic and commercial approach  you can be confident that you're dealing with a Company with the knowledge and skills to help your firm. 

Read our "Using a Compliance Consultant" section to find out how we put this experience to work.